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Droit des marchés financiers

  • Teacher(s): A.Richa
  • English title: Financial Markets Law
  • Course given in: French
  • ECTS Credits: 3 credits
  • Schedule: Spring Semester 2018-2019, 2.0h. course (weekly average)
  •  séances
  • Related programmes:
    Master of Science (MSc) in Finance : Financial Entrepreneurship and Data Science

    Master of Science (MSc) in Finance, Orientation Corporate Finance

    Master of Science (MSc) in Finance, Orientation Asset and Risk Management

    Master in Law and Economy

 

Objectives

To acquire the basic principles of the law applicable to financial markets

Contents

The course deals with the law applicable to the main financial markets, as well as with the instruments and transactions that are processed.

The following subjects shall in particular be dealt with: introduction to the applicable banking and financial regulations, competent authorities, functionning of and regulation applicable to trading systems, market transparency, listed companies, market abuse, FinTech regulations, crossborder issues.

References

Mainly:

  • legislative and regulatory texts handed out or referred to during the course;
  • other texts handed out during the course;
  • Powerpoint presentations.

Pre-requisites

Business law course.

Evaluation

First attempt

Exam:
Oral 0h15 minutes
Documentation:
Allowed with restrictions
Calculator:
Not allowed
Evaluation:

The exam is oral and is divided in two parts: 15 minutes of preparation and 15 minutes of examination.

Any material that would be necessary shall be handed out during the exam.

The quality of participation to the course (either orally or through written works) may be taken into account through the granting of a bonus up to 0.5 point on the final grade.

Retake

Exam:
Oral 0h15 minutes
Documentation:
Allowed with restrictions
Calculator:
Not allowed
Evaluation:

Identical to the ordinary session



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